**Background:** In vivo reprogramming of resident glial cells (Müller glia in retina, astrocytes in brain) into neurons is a promising therapeutic strategy for neurodegenerative diseases. AAV-based gene delivery of transcription factors like Neurod1 has been widely used, but recent studies suggest that AAV-GFAP-mediated expression can leak into endogenous neurons, leading to misinterpretation of glia-to-neuron conversion. This study aimed to systematically evaluate neuronal leakage for four reprogramming factors (Neurod1, Math5, Ascl1, Neurog2) in the mouse retina and brain, and to develop new AAV tools with improved specificity.
**Methods:** The authors used AAV vectors with a short GFAP promoter to deliver Neurod1, Math5, Ascl1, or Neurog2 (each fused to mCherry via a P2A site) into the retina of wild-type and Sun1-GFP lineage tracing mice (Glast-CreERT;Rosa-CAG-LSL-Sun1-GFP). Intravitreal injections used ShH10 serotype (1-5e13 vg/ml), and subretinal injections used PHP.eB serotype. For brain studies, AAV5 was injected into the cortex or striatum of Aldh1l1-CreERT2;R26R-YFP mice. Two new AAV tools were developed: (1) reversing the transgene order (mCherry-P2A-TF instead of TF-P2A-mCherry) to distance the reprogramming factor from the GFAP promoter, and (2) an AAV-CAG-FLEX dual system requiring Cre recombination for transgene expression. Retinas and brains were analyzed 3-6 weeks post-injection by immunohistochemistry for neuronal markers (HuC/D, Rbpms, NeuN), glial marker (Sox9), and lineage reporters (Sun1-GFP, YFP).
**Key Results:**
- AAV-GFAP-mediated delivery of Neurod1-P2A-mCherry resulted in 80.2% of mCherry+ cells expressing HuC/D and 9.4% expressing Rbpms, but none of these cells were traced with Sun1-GFP, indicating leaky expression into endogenous neurons rather than MG-to-neuron conversion. Similarly, Math5-P2A-mCherry showed 80.3% HuC/D+ and 27.8% Rbpms+ cells, all non-MG derived. Ascl1 and Neurog2 showed milder leakage (31.0% and 9.9% HuC/D+, respectively), but again no lineage-traced MG were converted.
- Lowering AAV titers 10-fold (to e12 vg/ml) did not correct leakage: Neurod1 still showed 75.0% HuC/D+ cells, Math5 71.1%, Ascl1 39.1%, Neurog2 6.8%. None were Sun1-GFP+.
- Changing serotype to PHP.eB and injection route to subretinal shifted leakage patterns: Neurod1 showed 10.1% HuC/D+ cells (inner retina) but also leakage into photoreceptors; Math5 showed 27.8% HuC/D+ and leakage into horizontal cells.
- Reversing transgene order (mCherry-P2A-TF) dramatically reduced leakage: Neurod1 dropped to 10.3% HuC/D+, Math5 to 0.7%, Ascl1 to 2.8%, Neurog2 to 1.8%. Sox9 positivity increased to 88.4-97.9%.
- The AAV-CAG-FLEX dual system also effectively reduced leakage: Neurod1 showed 3.1% HuC/D+, Math5 5.4%, Ascl1 1.1%, Neurog2 1.2%. None of the HuC/D+ cells were Sun1-GFP+.
- At 6 weeks post-injection using the new tools, Neurod1 and Math5 failed to convert MG: 87.2% and 98.4% of mCherry+ cells were Sox9+, and Sun1-GFP+ cells remained Sox9+ (93.9% and 96.7%). No mCherry+Sox9- cells were Sun1-GFP+.
- In the brain, AAV5-GFAP-mCherry-P2A-Neurod1 showed 63.7-66.9% mCherry+NeuN+ cells in cortex (leakage), but none were YFP+ (non-astrocyte origin). In striatum, leakage was lower (9.7-14.7% NeuN+), but again no YFP+ cells.
**Clinical Implications:** This study challenges the validity of previous reports claiming successful glia-to-neuron conversion using AAV-GFAP-mediated Neurod1 or Math5 delivery. The findings emphasize that stringent fate mapping (e.g., using Cre-lox lineage tracing) is essential to distinguish true reprogramming from artifact due to leaky AAV expression. The two new AAV tools developed here—reversed transgene order and the CAG-FLEX dual system—provide improved specificity for glial targeting and will be valuable for future in vivo reprogramming studies. However, even with these tools, Neurod1 failed to convert glia to neurons, suggesting that additional factors or conditions (e.g., injury, combinatorial transcription factors) may be required. These results have significant implications for the development of gene therapies aimed at neuronal regeneration in the retina and brain.